Job Description

Responsibilities:

• Lead global regulatory compliance across multiple jurisdictions and support entry into new regulated markets.
• Provide strategic oversight of regulatory requirements covering alternative investments, structured products, insurance-related offerings, and public and private investment vehicles.
• Oversee licensing, registrations, exemptions, regulatory obligations, and relationships with domestic and international regulators.
• Establish scalable compliance policies, procedures, training programs, and control frameworks aligned with business objectives.
• Serve as senior representative during regulatory examinations, audits, and inquiries while managing relationships with regulators and external advisors.
• Lead enterprise financial crime programs covering AML, KYC, sanctions, fraud, transaction monitoring, and related risk areas.
• Develop and maintain an enterprise risk management framework covering risk appetite, governance, assessments, reporting, and issue management.
• Provide executive and board-level reporting on enterprise risk, emerging exposures, control effectiveness, and remediation priorities.
• Strengthen internal control frameworks across finance, technology, legal, operations, and other key functions.
• Oversee external assurance programs, audit relationships, evidence collection, control testing, and remediation activities.
• Partner with technology and security teams to identify and mitigate information, data, cybersecurity, and technology risks.

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